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HOME > Capital Markets > Financial Gatekeepers:Can They Protect Investors?

Financial Gatekeepers:Can They Protect Investors?

Yasuyuki Fuchita, Richard J. Herring, and Robert E. Litan, editors

Contents

1.
Introduction
Yasuyuki Fuchita (Nomura Institute of Capital Markets Research) and
Robert E. Litan (Brookings Institution)
2.
Financial Gatekeepers in Japan
Yasuyuki Fuchita (Nomura Institute of Capital Markets Research)
Comment by Paul Stevens (Investment Company Institute)
3.
How and Why Credit Rating Agencies Are Not Like Other Gatekeepers
Frank Partnoy (University of San Diego School of Law)
Comment by Justin Pettit (UBS)
4.
Maintaining the Value and Viability of Auditors as Gatekeepers under SOX: An Auditing Master Proposal
Zoe-Vonna Palmrose (University of Southern California)
Comment by Peter Wallison (American Enterprise Institute)
5.
Analyzing the Analysts after the Global Settlement
Leslie Boni (University of New Mexico)
Comment by George Perry (Brookings Institution)
6.
Conclusion
John Coffee (Columbia Law School)
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